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Bond holder representative
(BHR)

To protect investor interests and ensure greater transparency in issuer activities, the Kazakhstan Securities’ Market Law requires an issuer to engage a bond holder representative to issue and offer corporate bonds

An issuer may choose a bond holder representative itself from the list of professional securities’ market players offering custodian and (or) broker and dealer services on the securities’ market
Bond holder representatives operate for the entire period bonds are in circulation until any amounts overdue are repaid
Bond holder representative functions
  • The issuer has control over the execution of its obligations
  • Control over the timely payment of coupon interest and principal amounts
  • Monitoring and analysis of the issuer’s financial condition
  • Control over the condition of pledge collateral
  • Regular notification of bond holders and the regulator
  • Bond holders’ interests are protected when court disputes and other legal disputes arise
  • Control over the target use of cash
  • Active participation in restructuring and bankruptcy processes
  • Appraisal of corporate events
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Amir Aktanov

ext. 58009